Nuburu Inc. Receives NYSE American Warning Letter Over Failure to Provide Advance Notice of Material News Release

Reuters

Oct 14

Nuburu Inc. Receives NYSE American Warning Letter Over Failure to Provide Advance Notice of Material News Release

Nuburu Inc., a company specializing in high-performance blue laser technology, has announced it received a warning letter from the NYSE American regarding a regulatory compliance issue. The warning pertains to the company's failure to provide the required advance notification to the Exchange before issuing a press release about implementing a dual-CEO structure. This action was found to be in violation of Section 401(a) of the NYSE American Company Guide, which mandates prior notice for material news announcements made during trading hours. Nuburu stated that it is taking steps to improve its procedures to ensure future compliance with exchange regulations.

Disclaimer: This news brief was created by Public Technologies (PUBT) using generative artificial intelligence. While PUBT strives to provide accurate and timely information, this AI-generated content is for informational purposes only and should not be interpreted as financial, investment, or legal advice. Nuburu Inc. published the original content used to generate this news brief via Business Wire (Ref. ID: 20251013841396) on October 13, 2025, and is solely responsible for the information contained therein.

Disclaimer: Investing carries risk. This is not financial advice. The above content should not be regarded as an offer, recommendation, or solicitation on acquiring or disposing of any financial products, any associated discussions, comments, or posts by author or other users should not be considered as such either. It is solely for general information purpose only, which does not consider your own investment objectives, financial situations or needs. TTM assumes no responsibility or warranty for the accuracy and completeness of the information, investors should do their own research and may seek professional advice before investing.

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Receives NYSE American Warning Letter Over Failure to Provide Advance Notice of Material News Release","media":"Reuters","content":"<html xmlns=\"http://www.w3.org/1999/xhtml\" xmlns:newsg2=\"http://iptc.org/std/nar/2006-10-01/\" xmlns:xhtml=\"http://www.w3.org/1999/xhtml\"><head><title>\n      Nuburu Inc. Receives NYSE American Warning Letter Over Failure to Provide Advance Notice of Material News Release\n    </title></head><body><div xmlns:xsd=\"http://www.w3.org/2001/XMLSchema\" xmlns:xsi=\"http://www.w3.org/2001/XMLSchema-instance\">\n<p>\n        Nuburu Inc., a company specializing in high-performance blue laser technology, has announced it received a warning letter from the NYSE American regarding a regulatory compliance issue. The warning pertains to the company's failure to provide the required advance notification to the Exchange before issuing a press release about implementing a dual-CEO structure. 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Receives NYSE American Warning Letter Over Failure to Provide Advance Notice of Material News Release\n</h2>\n\n<h4 class=\"meta\">\n\n\n<a class=\"head\" href=\"https://laohu8.com/wemedia/1032215980\">\n\n\n<div class=\"h-thumb\" style=\"background-image:url(https://community-static.tradeup.com/news/4567337cbdf294b657b1fa87c5488b48);background-size:cover;\"></div>\n\n<div class=\"h-content\">\n<p class=\"h-name\">Reuters </p>\n<p class=\"h-time\">2025-10-14 04:54</p>\n</div>\n\n</a>\n\n\n</h4>\n\n</header>\n<article>\n<html xmlns=\"http://www.w3.org/1999/xhtml\" xmlns:newsg2=\"http://iptc.org/std/nar/2006-10-01/\" xmlns:xhtml=\"http://www.w3.org/1999/xhtml\"><head><title>\n      Nuburu Inc. 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