BlockBeats News, May 27, Nasdaq has submitted a 19b-4 application to the U.S. Securities and Exchange Commission (SEC) for the 21Shares SUI ETF.
BlockBeats Note: The 19b-4 form is a filing required by the U.S. Securities and Exchange Commission (SEC) for exchanges to declare rule changes or new product listing applications. When an ETF issuer submits a registration statement to the SEC, the exchange must apply to the SEC through a 19b-4 filing to allow the ETF to be listed and traded on its platform, demonstrating compliance with listing rules (such as liquidity, transparency, etc.). Only after SEC approval can the ETF be listed on that exchange.
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